Schwab Securities Lending Fully Paid Program

Help your clients earn additional monthly income by putting their stocks to work.

Discover a new way for your clients to reach their financial goals

With Schwab's Securities Lending Fully Paid Program, your clients can loan their eligible shares to other investors or financial institutions when there is a demand for them, often driven by short selling. In exchange, your clients will receive interest based on this demand.

Passive income—activated

Monthly income potential for your clients. No enrollment fees or hidden costs.

You're always in control

Your client maintains full ownership by remaining invested in their securities. They can sell or opt out at any time.

Reassurance made easy

Securities are backed with cash collateral. You apply, we do the rest.

Put in-demand securities to work

  • Clients can lend eligible securities without changing their investment strategies.
  • When securities are loaned out, interest is accrued daily and will be automatically paid into your clients' accounts each month.
  • Clients can view loan status and accrued interest on Schwab Alliance.

View the fact sheet >

A few important considerations

Before participating in Schwab's Securities Lending Fully Paid Program, there are some potential risks that you and your clients should be aware of.

Market risks

When securities are borrowed to facilitate a short sale, there's a chance that the market price of that security will go down.

Voting rights

Your clients will temporarily forfeit their voting rights; however, they can always recall the loan to regain their voting privileges.

SIPC protection

Because borrowed securities are not covered by SIPC, loans are backed by at least 100% in cash collateral and held at Charles Schwab Trust Company.

Dividends

For dividend-paying securities, your client may receive a cash-in-lieu instead of your regular dividend payment, which is taxed at a different rate.

Loan term

Schwab can end the loan at any time. You and your client will receive a notification if this has occurred.

Still have questions? We're here to help.

Advisors receive support from a dedicated Securities Lending team. If you want to know more about the Securities Lending Fully Paid Program, you can reach us by calling 877-793-8872 between 8:30 a.m. and 4:00 p.m. EST.

(0526-67XH)

Enrollment in the program is subject to approval. Not all clients will qualify. Employer-sponsored retirement plan accounts like 401(k)s are not eligible under ERISA rules. Clients must meet specific appropriateness requirements in order to be eligible to enroll in the program.

Clients receive cash collateral held at Charles Schwab Trust Company (CSTC) for the securities loaned, which is at least equal to the securities' market value as of the prior day's market close.

Demand and pay rates vary by security and over time. Schwab may terminate a loan at any time. Shares loaned out are not protected by SIPC. However, Schwab will maintain cash as collateral, which will amount to at least 100% of the loan. In the unlikely event of Schwab filing for bankruptcy, you can draw on this collateral, which may be the only source of resolution. Each security will have its own lending rate based on demand. The annualized lending interest rate is a portion of the total interest earned on the loaned shares. Shares on loan often support short trading strategies.

This information is for educational purposes only and is not intended to be a substitute for specific individualized tax, legal, or investment planning advice.

Schwab Alliance is a website of Schwab for the exclusive use of clients of advisors who custody assets with Schwab.

Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, or maintenance, or for other reasons.