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Monthly external vulnerability scans of all network locations to ensure prompt identification and remediation of network weaknesses.
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Annual live cybersecurity training, tailored for your firm and its security risks and policies. This training features common attack vectors and covers regulatory issues such as Regulation S-ID red flags and Acceptable Use policies.
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Monthly phishing testing with comprehensive reporting helps employees to stay vigilant to email threats while simultaneously adding an expected level of compliance training.
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Creation and maintenance of Written Information Security Programs, including state-specific privacy requirements where applicable. Also included in policy management is review and assistance with liability insurance applications & renewals.
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Incident response plans to meet SEC expectations, including scenarios and playbooks along with essential contact information and call lists.
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Creation or maintenance of a vendor management program that is risk-based and not overly time consuming. Havoc Defense can assist with vendor due diligence and document review so your team doesn’t have to.
Product Description
About this Product
- Comprehensive Security Overlay
- Domestic, In-House Help Desk
- vCISO Services including Policies and Procedures
About Havoc Defense
Havoc Defense delivers comprehensive, fully-managed IT solutions expertly tailored to the specific needs of small- and mid-sized companies in the financial sector. Operating entirely within the United States, our dedicated team is equipped to handle your daily IT requirements in alignment with security best practices and regulatory expectations. We serve not only as your helpdesk, but also take on the responsibilities of acting as an outsourced CISO for your firm, taking the helm of IT and security decisions, freeing you to focus on your business and your clients.
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Serving RIAs Since
Discount for Schwab Clients?
0719-93C0
API integration is available through Schwab OpenView Gateway®, which is provided by Performance Technologies, Inc. (“PTI”). Single sign-on is provided by PTI. Daily data files and trading integration are available through Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC. Not all third party providers listed on this site have integration agreements with Schwab. Schwab OpenView Gateway® is a service of PTI.
References to third parties on this site (whether such parties are vendors participating in a service of PTI or independent advisors using a service of a participating vendor) are not an endorsement or recommendation of, or an opinion (favorable or unfavorable), or advice about, or a referral to any product or service of any third party. Advisors are solely responsible for evaluating, selecting, and purchasing products and services offered by third party vendors. Unless indicated otherwise, third parties are independent and not affiliated with PTI or its affiliates.
Schwab Advisor Services includes the custody, trading, and support services of Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC, and the technology products and services of PTI. PTI and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent of each other. PTI’s integration solutions integrate data about accounts custodied at CS&Co.
Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons.